Our self-paced 5 module course covers key compliance topics and is ideal for anyone wanting to improve their working knowledge of UK financial services compliance.
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Ideal for:

• Those who are new to or have recently started financial services compliance roles
• Existing compliance professionals who want to know more about the new UK financial services regime
• Those who are interested in pursuing a career in financial services compliance
• Anyone who works within financial services and wants to know more about the UK regulatory regime

The course is intuitive, comprehensive and interactive – combining videos, e-learning, interactive game-based training, reports and assessments. An optional certificate will be provided on completion of the course.

• Module 1 - UK Regulatory Regime
  Regulatory Landscape
  Principles for Businesses
  Approved Persons Regime 
  Assessment
• Module 2 - Financial Crime
  Anti-Money Laundering and the Role of the MLRO
  Bribery and Corruption
  Market Abuse
  Assessment​
• Module 3 - Conduct of Business
  Conduct Risk
  Handling Complaints
  Conflict Management
  Assessment
• Module 4 - Compliance Responsibilities and Internal Controls
  Supervision
  Global Regulatory Priorities
  Training and Competence 
  Assessment
• Module 5 - Governance and Risk Management
  Information Security and Cybercrime
  Senior Management Responsibilities
  Data Protection
  Assessment

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